SS
CFP
SS
CFP
Susan Sukys is a CFP-designated registered investment advisor, based in Mount Vernon, OH, with 20 years of industry experience.
Location
Mount Vernon, OH
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010Denied
Other Business ActivitiesSells Insurance
Susan is an independent insurance agent through various independent insurance companies, dedicating a few hours per week. She also serves as an advisory representative of a RIA, CIRA, spending nearly full-time on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Cambridge Investment Research Advisors, INC.
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Money Concepts Advisory Service
June 2005 - September 2018 · 13 yrs 3 mos
Money Concepts Capital CORPBroker
May 2005 - September 2018 · 13 yrs 4 mos
State Registrations34 states
ALARAZCACODEFLGAHIIAILINKYMAMDMEMIMNMSMTNCNENJNYOHORPASCSDTNTXVAVTWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.