DK
CFP
DK
CFP

Daniel John Klein

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K
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Location

7701 France Avenue South, Suite 120, Edina, MN, 55435

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel is an insurance agent offering life, health, disability, annuities, and long-term care, dedicating minimal time to this. He also works as an investment advisory representative for AdvisorNet Wealth Partners and as a financial professional for Advanced Wealth Management Group, dedicating about a quarter of his time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 8 mos
Advisornet Wealth Partners
December 2021 - Present · 4 yrs 2 mos
Cetera Wealth Services, LLCBroker
November 2006 - Present · 19 yrs 3 mos
Previous Registrations
Advanced Wealth Management Group, INC.
November 2016 - November 2021 · 5 yrs
Cetera Advisor Networks LLC
January 2013 - June 2023 · 10 yrs 5 mos
State Registrations35 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.