Kathleen Sanford
Kathleen Sanford is a registered investment advisor at Rca Wealth Strategies LLC, based in Huntsville, AL, with 20 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 265 clients with $64M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2M+ | 0.75% |
Fees are negotiable for accounts over $2,000,000. For retirement plans, the fees are: - **First $500,000:** 1.00% per year - **$500,001 - $1,000,000:** 0.75% per year - **$1,000,001 - $2,000,000:** 0.50% per year - **Over $2,000,000:** 0.25% per year or a negotiated flat fee - **Money Market Only:** 0.50% per year
Fee Estimator
Location
Huntsville, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is involved in several outside business activities, including estate planning services through Legacy Lock and educating federal employees on retirement planning and benefits through the Federal Benefits Information Center (FBIC). She also works as an insurance agent, selling life insurance and fixed annuities, dedicating about 10-20% of her time to this activity.
Employment History
Current Registrations
Rca Wealth Strategies LLC
Previous Registrations
Redhawk Wealth Advisors, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
First Command Financial Planning, INC.
First Command Financial Planning, INC.Broker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.