Erik Stowers is a registered investment advisor at LPL Financial LLC, based in Pewaukee, WI, with 21 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Pewaukee, WI
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2011Customer Dispute
May 2010Customer Dispute
October 2008Other Business Activities
Erik operates HighPoint Planning Partners as a DBA for his LPL business, dedicating full-time hours to it. He also uses Verdant Capital Inc as a business entity for tax/investment purposes, spending nearly full-time hours on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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