Erik Stowers is a registered investment advisor at LPL Financial LLC, based in Pewaukee, WI, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Pewaukee, WI
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2011Customer Dispute
May 2010Customer Dispute
October 2008Other Business Activities
Erik operates HighPoint Planning Partners as a DBA for his LPL business, dedicating full-time hours to it. He also uses Verdant Capital Inc as a business entity for tax/investment purposes, spending nearly full-time hours on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.