DB
DB

David S Baumann

20 Years of Experience
Sells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
317 clients
Average Client Portfolio
$299K average
Assets Under Management
$94.8M

Fee Structure

Financial Planning:Investment management only
Loading...

Location

11460 Tomahawk Creek Parkway, Suite 320, Leawood, KS, 66211

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

David is an independent insurance agent for various insurance companies, dedicating minimal time to this activity. He also owns Tell the Future LLC, a non-securities related passive business holding company, since 2016, requiring minimal time.

Employment History
Current Registrations
Quantum Financial Partners LLC
February 2016 - Present · 10 yrs
Previous Registrations
M Holdings Securities, INC.
May 2015 - February 2016 · 9 mos
M Holdings Securities, INC.Broker
April 2015 - February 2016 · 10 mos
Wells Fargo Advisors, LLC
March 2013 - May 2015 · 2 yrs 2 mos
Wells Fargo Advisors, LLCBroker
March 2013 - May 2015 · 2 yrs 2 mos
Securian Financial Services, INC.
July 2006 - April 2013 · 6 yrs 9 mos
Securian Financial Services, INC.Broker
March 2006 - April 2013 · 7 yrs 1 mo
Princor Financial Services CorporationBroker
July 2005 - September 2005 · 2 mos
State Registrations4 states
IAMONETX
Advisor
Exams
No exam information available for this advisor.