David Baumann
David Baumann is a registered investment advisor at Quantum Financial Partners LLC, based in Omaha, NE, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 395 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual asset-based fees range from 0.70% to 1.50% and are negotiated based on the type of account, level of service, and other account-related factors.
Fee Estimator
Location
3803 N. 153rd St., Suite 202, Omaha, NE, 68144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent insurance agent for various insurance companies, dedicating minimal time to this activity. He also owns Tell the Future LLC, a non-securities related passive business holding company, since 2016, requiring minimal time.
Employment History
Current Registrations
Quantum Financial Partners LLC
Previous Registrations
M Holdings Securities, INC.
Wells Fargo Advisors, LLC
Securian Financial Services, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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