SR
SR

Stephanie Regan

20 Years of Experience
Tulsa, OK
Broker

Stephanie Regan is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2200 South Utica Place, Suite 500, Tulsa, OK, 74114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Stephanie owns SDS Resources/Phat Phillys, a restaurant in Tulsa, OK, since 2011. She spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
May 2016 - Present · 10 yrs
Morgan Stanley
May 2016 - Present · 10 yrs
Morgan StanleyBroker
May 2016 - Present · 10 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2016 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2016 · 6 yrs 7 mos
Banc of America Investment Services, INC.
July 2008 - October 2009 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
April 2005 - October 2009 · 4 yrs 6 mos
State Registrations1 state
OK
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.