Karla Pemberton
Karla Pemberton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Lake Oswego, OR, with 20 years of industry experience. Karla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
525 3rd St, Suite 200, Lake Oswego, OR, 97034-3082
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Karla co-owns KPCW LLC, managing the Ameriprise business and dedicating about 10-20% of her time. She also serves as Co-Secretary for Pemberton and works as a Respite Care Provider/Caregiver for UCP Mentor Oregon, spending minimal time on each.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
Umpqua Investments, INC.Broker
Umpqua Investments, INC.
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
AXA Advisors, LLCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.