Donald Codori
Donald Codori is a ChFC-designated registered investment advisor at LPL Financial LLC, based in North Providence, RI, with 55 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
North Providence, RI
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2024Other Business ActivitiesSells Insurance
Donald operates Legacy Financial Advisors as a DBA for his LPL business. He also sells non-variable insurance and is a notary in Rhode Island, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Mutual Service Corporation
Mutual Service CorporationBroker
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Lifemark Securities CORP.Broker
Jefferson Pilot Securities CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
Robert Thomas Securities, INCBroker
Tri-Merica Securities CorporationBroker
Titan/value Equities Group, INC.Broker
Barclay Investments, INC.Broker
Linsco/private Ledger CORP.Broker
Linsco Financial Group, INC.Broker
Cardell & Associates, IncorporatedBroker
Fmr Securities, INC.Broker
Chubb Securities CorporationBroker
Travelers Equities Sales, INC.Broker
Ina Security CorporationBroker
Travelers Equities Sales, INC.Broker
Itt Variable Annuity Life Insurance CompanyBroker
Hartford Variable Annuity Life Life Insurance CompanyBroker
Independent Financial Planners CorporationBroker
Transamerica Fund Sales, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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