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Matt Roche

19 Years of Experience
Birmingham, AL
Broker

Matt Roche is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2900 Highway 280 S, Suite 100, Birmingham, AL, 35223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2012 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.
September 2012 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
November 2006 - March 2013 · 6 yrs 4 mos
Morgan Keegan & Company, INC.Broker
July 2006 - March 2013 · 6 yrs 8 mos
State Registrations8 states
ALDEGAKSMNMONCSC
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.