Edward Oakes is a registered investment advisor at The Oakes Financial Group, based in Troy, NH, with 19 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 26 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oakes Financial Services charges a percentage of your account value annually for managing your investments. The fee is based on the gross value of your accounts and is paid quarterly or monthly.
Location
Troy, NH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edward owns Hancock Tax & Financial Services, where he prepares income taxes, dedicating nearly full-time hours to this activity. He also works with Oakes Financial Services, Inc. doing business as Hancock Tax & Financial, offering taxes, investments, disability insurance, and life insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
The Oakes Financial Group
Previous Registrations
Woodbury Financial Services, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.