PD
PD

Phillip Doren

18 Years of Experience
Purchase, NY
Broker

Phillip Doren is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, Purchase, NY, 10577-2530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Phillip is an affiliate in the Google Adsense program since 2009, spending minimal time on it. Phillip also owns a sole proprietorship selling costume jewelry and collectibles since 2013, dedicating about 10-20% of his time.

Employment History
Current Registrations
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan StanleyBroker
May 2015 - Present · 11 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - December 2013 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - December 2013 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - May 2012 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - May 2012 · 6 yrs 4 mos
Ameriprise Financial Services, INC.
July 2005 - August 2005 · 1 mo
Ameriprise Financial Services, INC.Broker
July 2005 - August 2005 · 1 mo
Ids Life Insurance CompanyBroker
July 2005 - August 2005 · 1 mo
State Registrations2 states
DENY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.