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Richard Talbot
18 Years of Experience
Houston, TX
Broker
Richard Talbot is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 18 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
5433 Westheimer Rd, Ste 800, Houston, TX, 77056
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2020 - Present · 6 yrs 1 mo
Cetera Investment Services LLCBroker
March 2020 - Present · 6 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
January 2015 - March 2020 · 5 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2015 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
May 2008 - October 2012 · 4 yrs 5 mos
Chase Investment Services CORP.
November 2005 - March 2006 · 4 mos
Chase Investment Services CORP.Broker
November 2005 - March 2006 · 4 mos
Ameriprise Financial Services, INC.
August 2005 - October 2005 · 2 mos
Ameriprise Financial Services, INC.Broker
August 2005 - October 2005 · 2 mos
Ids Life Insurance CompanyBroker
August 2005 - October 2005 · 2 mos
State Registrations5 states
ALARFLOHTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.