James Eicholzer is a CFP-designated registered investment advisor at Capital Analysts, based in Syracuse, NY, with 21 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.25% |
Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.
Fee Estimator
Location
General Exchange Building, 3532 James Street Ste. 108, Syracuse, NY, 13206
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the owner and sole proprietor of Eicholzer Tax Service, preparing personal income tax returns since 2011. This activity takes about 10-20% of his time, with some of those hours dedicated to securities trading.
Employment History
Current Registrations
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
Previous Registrations
Legend Advisory CORP
Legend Equities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Larry DaigneauCapital Analysts
- Daniel Grijalva, CFPCitizens Securities, INC.
- Daniel Esford, CFPReagan Companies Asset Management, INC
- Leyla Morgillo, CFPCommonwealth Financial Network
- Kevin Visconti, CFPCommonwealth Financial Network
- Daniel Adler, CFPLPL Enterprise, LLC