JL
JL
Jamie Lloyd is a registered investment advisor at LPL Financial LLC, based in St George, UT, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Loading...
Location
St George, UT
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020Denied
Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr
LPL Financial LLC
May 2025 - Present · 1 yr
Previous Registrations
Wells Fargo Advisors
November 2020 - May 2025 · 4 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
November 2020 - May 2025 · 4 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - November 2020 · 8 yrs 1 mo
J.P. Morgan Securities LLC
October 2012 - November 2020 · 8 yrs 1 mo
Chase Investment Services CORP.
March 2009 - October 2012 · 3 yrs 7 mos
Chase Investment Services CORP.Broker
March 2009 - October 2012 · 3 yrs 7 mos
U.S. Bancorp Investments, INC.
January 2009 - March 2009 · 2 mos
U.S. Bancorp Investments, INC.Broker
October 2008 - March 2009 · 5 mos
Chase Investment Services CORP.Broker
March 2006 - August 2008 · 2 yrs 5 mos
Fidelity Investments Institutional Services Company, INC.Broker
October 2005 - March 2006 · 5 mos
State Registrations6 states
AZIDNVTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.