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Jamie Lloyd

LPL Financial LLC
20 Years of Experience
St George, UT
1 DisclosureBroker
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Jamie Lloyd is a registered investment advisor at LPL Financial LLC, based in St George, UT, with 20 years of industry experience. Jamie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

St George, UT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2020 - May 2025 · 4 yrs 6 mos
Wells Fargo Advisors
November 2020 - May 2025 · 4 yrs 6 mos
J.P. Morgan Securities LLC
October 2012 - November 2020 · 8 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - November 2020 · 8 yrs 1 mo
Chase Investment Services CORP.
March 2009 - October 2012 · 3 yrs 7 mos
Chase Investment Services CORP.Broker
March 2009 - October 2012 · 3 yrs 7 mos
U.S. Bancorp Investments, INC.
January 2009 - March 2009 · 2 mos
U.S. Bancorp Investments, INC.Broker
October 2008 - March 2009 · 5 mos
Chase Investment Services CORP.Broker
March 2006 - August 2008 · 2 yrs 5 mos
Fidelity Investments Institutional Services Company, INC.Broker
October 2005 - March 2006 · 5 mos
State Registrations6 states
AZIDNVTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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