Richard Williams
Richard Williams is a registered investment advisor at Foundations Investment Advisors LLC, based in Indianapolis, IN, with 21 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 29,663 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual advisory fee is 2.00%. Fees are negotiable. Accounts with more than three investment strategies incur an additional $15 annual fee per extra strategy, and all accounts pay a $50 annual administrative and technology fee.
Fee Estimator
Location
777 Beachway Dr, Ste 108, Indianapolis, IN, 46224
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2021Other Business ActivitiesSells Insurance
Richard is the active owner of RDW Financial Group, where he focuses on insurance sales in conjunction with overall financial planning. This activity is investment-related and takes nearly all of Richard's time.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Madison Avenue Securities, LLC
Madison Avenue Securities, LLCBroker
Madison Avenue Advisors, INC.
Kalos Management
Kalos Capital, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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