Jennifer Small is a registered investment advisor, based in Chicago, IL, with 14 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Advisors, LLC
August 2025 - Present · 11 mos
Hightower Securities, LLCBroker
August 2025 - Present · 11 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2021 - August 2025 · 4 yrs 2 mos
Charles Schwab & CO., INC.Broker
June 2021 - August 2025 · 4 yrs 2 mos
Cetera Investment Advisers LLC
September 2019 - October 2019 · 1 mo
Cetera Financial Specialists LLCBroker
September 2019 - October 2019 · 1 mo
J.P. Morgan Securities LLCBroker
February 2017 - September 2019 · 2 yrs 7 mos
Rbs Securities INC.Broker
January 2014 - April 2015 · 1 yr 3 mos
Barclays Capital INC.Broker
April 2010 - February 2014 · 3 yrs 10 mos
Sterne, Agee & Leach, INC.Broker
July 2009 - April 2010 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
May 2008 - February 2009 · 9 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.