JH
CFP
JH
CFP

James Robert Herrick

19 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,642 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$4.9B

Fee Structure

Minimum Investment:$1M
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Location

1440 Arrowhead Drive, Maumee, OH, 43537

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

James is an independent life and health insurance agent with Vanbridge Life and Executive Benefits since 2012, selling various insurance products and dedicating a few hours per week. He is also an independent property and casualty insurance agent with Alliant Insurance Services since 2017, spending minimal time per month.

Employment History
Current Registrations
Tfo Wealth Partners
September 2011 - Present · 14 yrs 5 mos
Previous Registrations
One to One, LLC
November 2016 - March 2019 · 2 yrs 4 mos
Walnut Street Securities, INC.
April 2006 - September 2011 · 5 yrs 5 mos
State Registrations2 states
OHTX
Advisor
Exams
No exam information available for this advisor.