Maxwell Phillips
Maxwell Phillips is a registered investment advisor at Channel Wealth, LLC, based in Santa Barbara, CA, with 19 years of industry experience. Maxwell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,796 clients with $830M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Channel Wealth's annual investment management fee, which includes financial planning, is based on the total value of assets in your account. The fee can be a fixed percentage, tiered, or linear. The annual fee ranges up to 2.0% and is assessed quarterly in advance, based on the daily average balance value. A minimum quarterly fee may apply.
Location
3760 State Street, Suite 201, Santa Barbara, CA, 93105
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Regulatory History (1)
Criminal
April 2001Other Business ActivitiesSells Insurance
Maxwell is a trustee, corresponding with a property manager and partner. He is also a sole proprietor insurance agent since 2005, dedicating minimal time to traditional insurance sales.
Employment History
Current Registrations
Channel Wealth, LLC
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Securities America, INC.Broker
Brecek & Young Advisors, INC.Broker
Brecek & Young Advisors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.