TrueAdvisor
TrueAdvisor
MP
MP

Maxwell Phillips

Channel Wealth, LLC
20 Years of Experience
Santa Barbara, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Maxwell Phillips is a registered investment advisor at Channel Wealth, LLC, based in Santa Barbara, CA, with 20 years of industry experience. Maxwell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,019 clients with $850M in assets under management.

Channel Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
2,019 clients
Average Client Portfolio
$421K average
Assets Under Management
$850.9M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual management fee ranges up to 2.0% annually, charged quarterly in advance based on average daily balance. Fees may be structured as a flat percentage, tiered schedule, or linear schedule depending on the signed agreement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3760 State Street, Suite 201, Santa Barbara, CA, 93105

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Maxwell is a trustee, corresponding with a property manager and partner. He is also a sole proprietor insurance agent since 2005, dedicating minimal time to traditional insurance sales.

Employment History
Current Registrations
Channel Wealth, LLC
October 2022 - Present · 4 yrs
Previous Registrations
Sagepoint Financial, INC.
July 2012 - November 2022 · 10 yrs 4 mos
Sagepoint Financial, INC.Broker
January 2012 - November 2022 · 10 yrs 10 mos
Securities America, INC.Broker
January 2009 - January 2012 · 3 yrs
Brecek & Young Advisors, INC.Broker
February 2008 - January 2009 · 11 mos
Brecek & Young Advisors, INC.Broker
November 2005 - April 2007 · 1 yr 5 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Santa Barbara, CA →All financial advisors in California →