Neel Patel is a registered investment advisor at Om Pacific Capital LLC, based in Walnut Creek, CA, with 20 years of industry experience. Neel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 18 clients with $60M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OM Pacific Capital offers investment management as part of their Comprehensive Portfolio Management service. The annual fee will not exceed 2.00% of the account value. Fees are billed quarterly in advance. The specific fee will be detailed in the client's advisory agreement.
Location
Walnut Creek, CA
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Regulatory History (1)
Customer Dispute
September 2013Other Business Activities
Neel is a managing member of several special purpose investment vehicles (Aceso Interests, LLC, Aceso Intersts II, LLC, and Aceso Interests III, LLC) and a general partner for OMC Credit Fund LP and OMC Credit Fund GP LLC, dedicating a few hours per week to these activities. He is also a board member of Whiterabbit.ai Inc., a healthcare company, spending about 10-20% of his time on this role.
Employment History
Current Registrations
Om Pacific Capital LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.