JR
JR

Justin Raleigh

20 Years of Experience
Cottonwood Heights, UT
1 DisclosureBroker

Justin Raleigh is a registered investment advisor, based in Cottonwood Heights, UT, with 20 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold.

Location

2750 E. Cottonwood Pkwy, Suite 300, Cottonwood Heights, UT, 84121

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2026
Employment History
Current Registrations
Sofi Securities LLCBroker
July 2019 - Present · 7 yrs 3 mos
Sofi Wealth LLC
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2018 - March 2019 · 4 mos
Wells Fargo Clearing Services, LLC
November 2018 - March 2019 · 4 mos
Morgan Stanley
October 2016 - November 2018 · 2 yrs 1 mo
Morgan StanleyBroker
March 2013 - November 2018 · 5 yrs 8 mos
Wells Fargo Advisors, LLCBroker
December 2011 - February 2013 · 1 yr 2 mos
E*trade Securities LLCBroker
July 2009 - November 2011 · 2 yrs 4 mos
Fidelity Brokerage Services LLCBroker
July 2005 - February 2009 · 3 yrs 7 mos
State Registrations1 state
UT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
Justin Raleigh - Financial Advisor | TrueAdvisor