Christopher Collins is a registered investment advisor, based in Mobile, AL, with 20 years of industry experience.
Location
2864 Dauphin St, Ste C, Mobile, AL, 36606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Financial Specialists LLC
February 2024 - Present · 2 yrs 5 mos
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 5 mos
Cetera Financial Specialists LLCBroker
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Prudential Financial Planning Services
February 2016 - February 2024 · 8 yrs
Pruco Securities, LLC.Broker
January 2016 - February 2024 · 8 yrs 1 mo
AXA Advisors, LLC
August 2005 - January 2016 · 10 yrs 5 mos
AXA Advisors, LLCBroker
July 2005 - January 2016 · 10 yrs 6 mos
State Registrations7 states
ALFLLAMSOHTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.