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Nicholas Russell

20 Years of Experience
Orlando, FL
BrokerSells Insurance

Nicholas Russell is a registered investment advisor at Cetera Investment Advisers LLC, based in Orlando, FL, with 20 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6052 Turkey Lake Rd Ste 101, Orlando, FL, 32819

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas sells fixed insurance products and is the CEO and founding partner of Sunrise Wealth Advisors, dedicating nearly full-time hours to this role. He is also involved in various other activities, including financial seminars, business valuation services, rental property management, and serving as a board member for a non-profit birthing center.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Cetera Advisors LLC
June 2012 - March 2024 · 11 yrs 9 mos
Woodbury Financial Services, INC.
November 2009 - July 2012 · 2 yrs 8 mos
Woodbury Financial Services, INC.Broker
November 2009 - July 2012 · 2 yrs 8 mos
Woodbury Financial Services, INC.Broker
November 2009 - November 2009 · 0 mos
Ameriprise Financial Services, INC.
September 2005 - November 2009 · 4 yrs 2 mos
Ameriprise Financial Services, INC.Broker
August 2005 - November 2009 · 4 yrs 3 mos
State Registrations29 states
AKALARAZCACOFLGAHIILLAMAMNMONCNHNJNYOHORPAPRRISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Russell - Financial Advisor | TrueAdvisor