Frank Stama
Frank Stama is a registered investment advisor at Brookwood Investment Group, based in Amherst, NH, with 19 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,160 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookwood Investment Group's investment management fee is negotiable, up to 2.50% annually, depending on factors like the amount of assets managed, portfolio complexity, and client needs. Fees can be charged using a flat, linear, or tiered percentage structure. Fees are calculated as a percentage of assets under management and assessed quarterly, either in advance or in arrears, as agreed upon. Cash positions are included when calculating the fee.
Location
Amherst, NH
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Regulatory History (1)
Regulatory
May 2020Other Business ActivitiesSells Insurance
Frank is a sole proprietor involved in business management consulting, dedicating minimal time. He is also a licensed insurance agent selling health, life, and fixed insurance, spending about half of his time on this activity, and a managing director referring clients to Redwood Tax Specialist, spending a few hours per week.
Employment History
Current Registrations
Brookwood Investment Group
Previous Registrations
Redwood Private Wealth
Coppell Advisory Solutions LLC
Mkt Investments, LLC
Northeastern Wealth Management, LLC
Sii Investments, INC.Broker
Sii Investments, INC.
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.