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Alain Herrera

Truist Advisory Services, INC.
21 Years of Experience
Weston, FL
Broker
View SEC Summary
View SEC Summary

Alain Herrera is a registered investment advisor at Truist Advisory Services, INC., based in Weston, FL, with 21 years of industry experience. Alain is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 129,307 clients with $77B in assets under management.

Truist Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1975 advisors
Number of Clients
129,307 clients
Average Client Portfolio
$599K average
Assets Under Management
$77.4B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.25%
$100K - $250K2.20%
$250K - $500K2.15%
$500K - $1.0M2.00%
$1.0M - $2.0M1.85%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.65%
$10.0M - $25.0M1.50%
$25M+1.45%

Fees are negotiable and billed quarterly in arrears. AMC Advantage Program charges a separate program fee up to 2.25% plus third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 Weston Rd, Weston, FL, 33326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Truist Advisory Services, INC.
September 2016 - Present · 10 yrs 1 mo
Truist Investment Services, INC.
May 2012 - Present · 14 yrs 5 mos
Truist Investment Services, INC.Broker
May 2012 - Present · 14 yrs 5 mos
Previous Registrations
Suntrust Investment Services, INC.
June 2012 - December 2016 · 4 yrs 6 mos
Hsbc Securities (USA) INC.Broker
March 2010 - April 2012 · 2 yrs 1 mo
Wells Fargo Advisors, LLCBroker
July 2005 - February 2010 · 4 yrs 7 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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