BS
BS

Brian David Swilling

18 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
150 advisors
Number of Clients
12,756 clients
Average Client Portfolio
$387K average
Assets Under Management
$4.9B

Fee Structure

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Location

1400 Urban Center Drive, Suite 475, Vestavia Hills, AL, 35242-2245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Brian is a partner in NaviPath Financial, a financial advisory practice, focusing on marketing and operations, and spends nearly full-time hours there. He also works as an insurance agent for NaviPath Financial/Insurance/Crump, selling fixed, life, and variable annuities for about half his time, and dedicates minimal time to the UNC Charlotte Belk College of Business Alumni Council.

Employment History
Current Registrations
Rfg Advisory, LLC
November 2020 - Present · 5 yrs 3 mos
Previous Registrations
Private Client Services, LLCBroker
November 2020 - November 2022 · 2 yrs
Waddell & Reed
August 2015 - November 2020 · 5 yrs 3 mos
Waddell & ReedBroker
June 2015 - November 2020 · 5 yrs 5 mos
Credit Suisse Securities (USA) LLCBroker
October 2006 - December 2014 · 8 yrs 2 mos
State Registrations1 state
NC
Advisor
Exams
No exam information available for this advisor.