Nikki Polistina is a CFP-designated registered investment advisor at Transce3nd LLC, based in Scottsdale, AZ, with 20 years of industry experience. Nikki is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 1,620 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.65% |
Fees do not exceed 1.65% annually and are customized per client. Fees cover wrap program costs including custody and transaction expenses.
Fee Estimator
Location
16220 N Scottsdale Road, Suite 440, Scottsdale, AZ, 85254
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nikki works as the Director of Client Relations at Stableford Capital, a Registered Investment Advisor (RIA). She dedicates full-time hours to working with clients on financial planning and client service.
Employment History
Current Registrations
Transce3nd LLC
Realta Equities, INC.Broker
Previous Registrations
Stableford Capital LLC
Purshe Kaplan Sterling InvestmentsBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Schwab Private Client Investment Advisory, INC.
Girard Capital, LLCBroker
Girard Partners LTD.
Girard Partners LTD.
Girard Partners LTD.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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