Patricia Walton
Patricia Walton is a registered investment advisor at King Wealth Management Group, LLC, based in Saratoga Springs, NY, with 11 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 719 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
King Wealth Management charges a percentage of the assets they manage for investment management services. The annual fee is a maximum of 1.50%, and is negotiable. King Wealth Management may also charge a fixed fee for investment management services, which will be negotiated between King Wealth Management and the client. All accounts are subject to a minimum annual management fee of $500.00, which may be waived.
Location
270 W Circular St, Suite 1, Saratoga Springs, NY, 12866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patricia works as a notary in Saratoga Springs, NY and is the secretary for St. Nicholas Ukrainian Orthodox Church in Troy, NY. Both activities are not investment-related and require minimal time.
Employment History
Current Registrations
King Wealth Management Group, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Fagan Associates INC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.