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Patricia Walton

King Wealth Management Group, LLC
11 Years of Experience
Saratoga Springs, NY
View SEC Summary
View SEC Summary

Patricia Walton is a registered investment advisor at King Wealth Management Group, LLC, based in Saratoga Springs, NY, with 11 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 719 clients with $1.1B in assets under management.

King Wealth Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
719 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

The annual fee is a maximum of 1.50% and is negotiable depending on the market value of the assets and the services rendered. Subject to a $500 minimum annual management fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

270 W Circular St, Suite 1, Saratoga Springs, NY, 12866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patricia works as a notary in Saratoga Springs, NY and is the secretary for St. Nicholas Ukrainian Orthodox Church in Troy, NY. Both activities are not investment-related and require minimal time.

Employment History
Current Registrations
King Wealth Management Group, LLC
October 2023 - Present · 3 yrs
Previous Registrations
LPL Financial LLC
March 2023 - October 2023 · 7 mos
LPL Financial LLCBroker
March 2023 - October 2023 · 7 mos
Fagan Associates INC
September 2021 - October 2022 · 1 yr 1 mo
LPL Financial LLCBroker
March 2014 - June 2021 · 7 yrs 3 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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