Nicolas Chaput is a registered investment advisor, based in Granger, IN, with 11 years of industry experience.
Location
Granger, IN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Nicolas works as an advisory representative of an RIA, spending nearly full-time hours on this activity. He dedicates a significant portion of that time to trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2024 - Present · 1 yr 9 mos
Cambridge Investment Research, INC.Broker
August 2024 - Present · 1 yr 9 mos
Cambridge Investment Research, INC.
August 2024 - Present · 1 yr 9 mos
Previous Registrations
LPL Financial LLCBroker
April 2019 - August 2024 · 5 yrs 4 mos
LPL Financial LLC
April 2019 - August 2024 · 5 yrs 4 mos
Silver Oak Securities, IncorporatedBroker
March 2017 - January 2019 · 1 yr 10 mos
Kfg Wealth Management, LLC
December 2016 - February 2019 · 2 yrs 2 mos
Compass Financial Advisors LLC
July 2014 - November 2016 · 2 yrs 4 mos
State Registrations2 states
GAIN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.