Frank Hicks
Frank Hicks is a registered investment advisor at Brookstone Wealth Advisors, LLC, based in Rolesville, NC, with 16 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Total advisory fee will not exceed 2.5% annually and is negotiable based on assets, investments, and complexity.
Fee Estimator
Location
Rolesville, NC
Get directionsHistory
Regulatory History (1)
Financial
November 2021Other Business ActivitiesSells Insurance
Frank owns a real estate closing business since 2016, dedicating minimal time. He is also an agent/broker with Financial Independence Group selling fixed insurance, which takes about a quarter of his time.
Employment History
Current Registrations
Brookstone Wealth Advisors, LLC
Previous Registrations
Southport Capital
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Colonial Brokerage, INC.Broker
Amsouth Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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