Frank Hicks
Frank Hicks is a registered investment advisor at Brookstone Wealth Advisors, LLC, based in Johns Creek, GA, with 16 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
BWA provides investment management services through the BCM Platform or BCM wrap-fee program. Fees for these programs are disclosed in BCM's brochure and offering materials. BWA can negotiate its portion of the total fee, but the total advisory fee will not exceed 2.5% annually. The fees are based on a percentage of the value of your portfolio. The fees are negotiable depending on the amount you invest and the complexity of your financial situation.
Location
Johns Creek, GA
Get directionsHistory
Regulatory History (1)
Financial
November 2021Other Business ActivitiesSells Insurance
Frank owns a real estate closing business since 2016, dedicating minimal time. He is also an agent/broker with Financial Independence Group selling fixed insurance, which takes about a quarter of his time.
Employment History
Current Registrations
Brookstone Wealth Advisors, LLC
Previous Registrations
Southport Capital
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Colonial Brokerage, INC.Broker
Amsouth Investment Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.