Steven Finocchiaro
Steven Finocchiaro is a registered investment advisor at Cetera Investment Advisers LLC, based in Manchester, NH, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Manchester, NH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an insurance agent selling life, health, disability, annuities, and long-term care insurance since 2009. He also works as an advisory representative for Winchester Financial Group, providing investment, advisory, and financial planning services, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.Broker
PFS Investments INC.Broker
State Registrations23 states
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