Scott Lindsay is a registered investment advisor at Rock Harbor Capital LLC, based in Birmingham, MI, with 18 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is negotiable based on the size of the account. You may aggregate accounts to achieve a lower rate.
Fee Estimator
Location
390 Park Street, Suite 250, Birmingham, MI, 48009
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott is the COO/Head of Distribution for Rock Harbor, LLC, focusing on investment product distribution and managing relationships, dedicating full-time hours. He also markets separately managed accounts as an Investment Advisor Representative for Rock Harbor Capital, LLC, spending about a quarter of his time, and owns BD Wolf, LLC for commissions, spending minimal time.
Employment History
Current Registrations
Rock Harbor Capital LLC
Foreside Fund Services, LLCBroker
Previous Registrations
Eaton Vance Management
Eaton Vance Distributors, INC.Broker
Allianz Global Investors Distributors LLCBroker
UBS Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.