Richard Giusti is a registered investment advisor at Giusti, Richard John, based in Petaluma, CA, with 7 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Richard J. Giusti does not directly manage investments. Instead, he refers clients to third-party money managers, who set their own fees. The fees you pay will depend on the specific money manager you choose. Richard J. Giusti receives a portion of the fee charged by the third-party manager as a referral fee.
Location
Petaluma, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard works as an IRS Enrolled Agent and tax preparer, dedicating most of his time to this activity. He spends the remaining time as an investment advisor.
Employment History
Current Registrations
Giusti, Richard John
State Registrations1 state
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