Trenton Holec is a registered investment advisor, based in Lake Mary, FL, with 18 years of industry experience.
Location
300 Primera Blvd., Suite 200, Lake Mary, FL, 32746
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ascensus Broker Dealer Services, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Ascensus Broker Dealer Services, LLC
August 2023 - Present · 2 yrs 8 mos
Newport Group Consulting, LLC
February 2022 - Present · 4 yrs 2 mos
Previous Registrations
Newport Group Securities, INC.Broker
February 2022 - August 2023 · 1 yr 6 mos
Principal Funds Distributor, INC.Broker
October 2015 - September 2021 · 5 yrs 11 mos
Principal Global Investors, LLC
September 2015 - September 2021 · 6 yrs
Principal Global Investors
September 2011 - September 2013 · 2 yrs
Princor Financial Services CorporationBroker
September 2011 - September 2013 · 2 yrs
Investment Advisors CORP
December 2005 - September 2011 · 5 yrs 9 mos
Broker Dealer Financial Services CORP.Broker
July 2005 - September 2011 · 6 yrs 2 mos
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.