Norton Sloan is a registered investment advisor at Safford Nicholas H & CO INC, based in Rockport, MA, with 20 years of industry experience. Norton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 157 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.60% |
| $2.0M - $4.0M | 0.50% |
| $4M+ | 0.40% |
In certain special circumstances, the fee is negotiable.
Fee Estimator
Location
9 Cleaves Street, Rockport, MA, 01966
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Safford Nicholas H & CO INC
State Registrations1 state
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