Brian West is a registered investment advisor, based in Vicksburg, MS, with 20 years of industry experience.
Location
4140 Clay St, Vicksburg, MS, 39180
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 1 mo
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
LPL Financial LLC
July 2011 - August 2022 · 11 yrs 1 mo
LPL Financial LLCBroker
July 2011 - August 2022 · 11 yrs 1 mo
Uvest Financial Services Group, INC.Broker
February 2007 - July 2011 · 4 yrs 5 mos
Uvest Financial Services Group, INC.
February 2007 - July 2011 · 4 yrs 5 mos
Wells Fargo Investments, LLC
October 2005 - January 2007 · 1 yr 3 mos
Wells Fargo Investments, LLCBroker
August 2005 - January 2007 · 1 yr 5 mos
State Registrations5 states
ALAZLAMSTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.