CC
CC
Christopher Cosantino
19 Years of Experience
Westfield, IN
Broker
Christopher Cosantino is a registered investment advisor at Guggenheim Funds Distributors, LLC, based in Westfield, IN, with 19 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients with $7.8B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
45 advisors
IM Fee
Planning only
Assets Under Management
$7.8B
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Location
Westfield, IN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Funds Distributors, LLC
October 2012 - Present · 14 yrs
Guggenheim Funds Distributors, LLCBroker
October 2012 - Present · 14 yrs
Guggenheim Investments
October 2010 - Present · 16 yrs
Previous Registrations
Rydex Advisory Services, LLC
January 2009 - October 2010 · 1 yr 9 mos
Guggenheim Distributors, LLCBroker
June 2008 - March 2014 · 5 yrs 9 mos
Vanguard Marketing CorporationBroker
June 2005 - November 2006 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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