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Jason Sauer

LPL Financial LLC
10 Years of Experience
Jenks, OK
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jason Sauer is a registered investment advisor at LPL Financial LLC, based in Jenks, OK, with 10 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

715 W Main Street, Jenks, OK, 74037

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jason is an agent selling insurance through Crump Life Insurance Services, dedicating minimal time to this activity. He also provides investment advisory services through 360 Wealth Management and Advisor Resource Council, spending full-time hours on each. Jason also has a business entity, RSKRWRD LLC, for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2023 - Present · 3 yrs 5 mos
Advisor Resource Council
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
January 2022 - March 2023 · 1 yr 2 mos
Cambridge Investment Research Advisors, INC.
December 2021 - March 2023 · 1 yr 3 mos
Adaptation Financial Advisors INC.
December 2021 - March 2023 · 1 yr 3 mos
Miller Private Wealth LLC
August 2019 - January 2022 · 2 yrs 5 mos
Drawbridge Capital
September 2017 - October 2020 · 3 yrs 1 mo
LPL Financial LLCBroker
August 2017 - September 2019 · 2 yrs 1 mo
Vanguard Marketing CorporationBroker
June 2005 - February 2007 · 1 yr 8 mos
State Registrations5 states
ARKSNCOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Jason Sauer - Financial Advisor | TrueAdvisor