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Rodney Jones

J.P. Morgan Securities LLC
19 Years of Experience
Ft Collins, CO
1 DisclosureBroker
View SEC Summary
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Rodney Jones is a registered investment advisor at J.P. Morgan Securities LLC, based in Ft Collins, CO, with 19 years of industry experience. Rodney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4603 Boardwalk Dr, Ft Collins, CO, 80525

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2022
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
March 2024 - Present · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Jackson National Life Distributors LLCBroker
July 2012 - June 2023 · 10 yrs 11 mos
Cole Capital CorporationBroker
December 2011 - February 2012 · 2 mos
Morgan Stanley Smith Barney LLC
September 2011 - December 2011 · 3 mos
Morgan Stanley Smith BarneyBroker
September 2011 - December 2011 · 3 mos
Ing Investment Management CO.
June 2008 - July 2011 · 3 yrs 1 mo
Ing Investments Distributor, LLCBroker
April 2007 - July 2011 · 4 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2006 - February 2007 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2006 - February 2007 · 8 mos
Morgan Stanley Dw INC.Broker
August 2005 - May 2006 · 9 mos
State Registrations21 states
ARAZCACOCTFLHIIDILKYMDNENJNYORSDTXVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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