Seth Pietrini is a registered investment advisor, based in Warrenville, IL, with 19 years of industry experience.
Location
4200 Cantera Dr Ste 221, Warrenville, IL, 60555
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Seth is an owner and serves as the Operations and Office Manager for Legacy Wealth Advisors. This takes about 10-20% of Seth's time, both during and outside of trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
September 2021 - September 2021 · 0 mos
Raymond James Financial Services Advisors, INC
September 2021 - September 2021 · 0 mos
Invesco Advisers, INC.
July 2015 - September 2021 · 6 yrs 2 mos
Invesco Distributors, INC.Broker
September 2006 - September 2021 · 15 yrs
Alps Distributors, INC.Broker
August 2006 - September 2006 · 1 mo
Cfd Investments, INC.Broker
May 2006 - August 2006 · 3 mos
State Registrations30 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.