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Richard Habel

11 Years of Experience
Salt Lake City, UT
BrokerSells Insurance

Richard Habel is a registered investment advisor, based in Salt Lake City, UT, with 11 years of industry experience.

Location

6465 S. 3000 E, Suite 200, Salt Lake City, UT, 84121

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is involved in several business activities, including real estate ownership, serving as a board member for a foundation, and working as an advisory representative for a RIA (CIRA) full-time. He also owns several LLCs and works as an insurance agent, dedicating a few hours per week to insurance-related activities.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2021 - Present · 4 yrs 6 mos
Cambridge Investment Research, INC.Broker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Commonwealth Financial Network
January 2015 - October 2021 · 6 yrs 9 mos
Commonwealth Financial NetworkBroker
November 2014 - October 2021 · 6 yrs 11 mos
State Registrations11 states
AZCACOFLIDNCNJNVTXUTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Habel - Financial Advisor | TrueAdvisor