Craig Pierce is a registered investment advisor, based in Los Angeles, CA, with 20 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Seia
February 2026 - Present · 3 mos
Signature Estate Securities, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
First Trust Advisors LP
July 2010 - February 2026 · 15 yrs 7 mos
First Trust Portfolios L.P.Broker
July 2005 - February 2026 · 20 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.