Arlen Penfield is a CFP-designated registered investment advisor, based in Richmond, VA, with 19 years of industry experience. Arlen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
800 E Canal St, Suite 700, Richmond, VA, 23219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Arlen is a finance/investment committee member and deacon at Salem Baptist Church since 2020, dedicating minimal time. Arlen also works as a Private Banking Officer with TowneBank since 2021, taking about half of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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