Samantha Frasier is a registered investment advisor, based in Livingston, LA, with 19 years of industry experience. Samantha is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Livingston, LA
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Regulatory History (1)
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Customer Dispute
August 2018Denied
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 10 mos
Cetera Wealth Services, LLCBroker
December 2022 - Present · 3 yrs 10 mos
Cetera Advisors LLC
December 2022 - Present · 3 yrs 10 mos
Cetera Financial Specialists LLC
December 2022 - Present · 3 yrs 10 mos
Cetera Wealth Services, LLC
December 2022 - Present · 3 yrs 10 mos
Cetera Advisors LLCBroker
December 2022 - Present · 3 yrs 10 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 2 mos
Cetera Investment Services LLC
August 2022 - Present · 4 yrs 2 mos
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
December 2022 - June 2023 · 6 mos
Hancock Whitney Investment Services INC.
April 2016 - August 2022 · 6 yrs 4 mos
Hancock Whitney Investment Services INC.Broker
April 2016 - August 2022 · 6 yrs 4 mos
Bb&t Investment Services, INC.
September 2011 - April 2016 · 4 yrs 7 mos
Bb&t Investment Services, INC.Broker
March 2010 - April 2016 · 6 yrs 1 mo
Cambridge Investment Research, INC.Broker
June 2008 - December 2008 · 6 mos
Chase Investment Services CORP.Broker
July 2007 - January 2008 · 6 mos
American General Securities IncorporatedBroker
August 2005 - August 2007 · 2 yrs
State Registrations5 states
ALFLLAMSTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.