Leo Varriale
Leo Varriale is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in South Kingstown, RI, with 19 years of industry experience. Leo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
36 S County Commons Way Ste C8, South Kingstown, RI, 02879
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2023Other Business Activities
Leo owns two real estate properties, one in Boston and one in Ludlow, VT, since September 2022. These activities are not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
Ameriprise Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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