Leo Varriale
Leo Varriale is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in South Kingstown, RI, with 18 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
36 S County Commons Way Ste C8, South Kingstown, RI, 02879
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2023Other Business Activities
Leo owns two real estate properties, one in Boston and one in Ludlow, VT, since September 2022. These activities are not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
Ameriprise Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.