Mandi Dillon is a registered investment advisor, based in Greenwood Village, CO, with 12 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
July 2024 - Present · 1 yr 10 mos
Empower Financial Services, INC.Broker
July 2024 - Present · 1 yr 10 mos
Empower Advisory Group, LLC
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Principal Securities, INC.
October 2023 - June 2024 · 8 mos
Principal Securities, INC.Broker
October 2023 - June 2024 · 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2019 - September 2023 · 4 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
January 2019 - September 2023 · 4 yrs 8 mos
Wells Fargo Clearing Services, LLC
August 2018 - December 2018 · 4 mos
Wells Fargo Clearing Services, LLCBroker
July 2018 - December 2018 · 5 mos
Envoy Securities, LLCBroker
December 2013 - May 2014 · 5 mos
USAA Financial Advisors, INC.Broker
July 2013 - November 2013 · 4 mos
Wells Fargo Advisors, LLC
February 2011 - July 2013 · 2 yrs 5 mos
Wells Fargo Advisors, LLCBroker
October 2008 - July 2013 · 4 yrs 9 mos
State Registrations3 states
INMIWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.