RE
RE

Randy Ekenberg

16 Years of Experience
Minneapolis, MN
Broker

Randy Ekenberg is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 16 years of industry experience. Randy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South 5th Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northland Asset Management
September 2019 - Present · 6 yrs 10 mos
Northland Securities, INC.Broker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
U.S. Bancorp Investments, INC.
October 2013 - December 2018 · 5 yrs 2 mos
U.S. Bancorp Investments, INC.Broker
October 2013 - December 2018 · 5 yrs 2 mos
First Clearing, LLCBroker
March 2012 - August 2012 · 5 mos
Wells Fargo Advisors, LLC
January 2011 - March 2012 · 1 yr 2 mos
Wells Fargo Advisors, LLCBroker
January 2011 - March 2012 · 1 yr 2 mos
Wells Fargo Investments, LLC
April 2010 - January 2011 · 9 mos
Wells Fargo Investments, LLCBroker
April 2010 - January 2011 · 9 mos
Wells Fargo Investments, LLC
September 2007 - September 2008 · 1 yr
Wells Fargo Investments, LLCBroker
September 2007 - September 2008 · 1 yr
Chase Investment Services CORP.
January 2006 - February 2007 · 1 yr 1 mo
Chase Investment Services CORP.Broker
January 2006 - February 2007 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
September 2005 - November 2005 · 2 mos
Ameriprise Financial Services, INC.Broker
September 2005 - November 2005 · 2 mos
State Registrations2 states
MNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.