Benjamin Swaney
Benjamin Swaney is a CFA, CFP-designated registered investment advisor at Wells Fargo Advisors, based in Wrightsville Beach, NC, with 17 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Wrightsville Beach, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Benjamin owns 40% of Mifflin Capital S Corp and dedicates full-time hours to it. He also serves as trustee for multiple 401k plans and is affiliated with First Flight Financial Advisors, LLC, but spends minimal time on these activities.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations20 states
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