EC
EC

Eric Cardenas

20 Years of Experience
Southlake, TX
1 DisclosureBroker

Eric Cardenas is a registered investment advisor, based in Southlake, TX, with 20 years of industry experience.

Location

601 State Street, Suite 220, Southlake, TX, 76092

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History

Regulatory History (1)
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Employment Separation After Allegations
March 2023
Employment History
Current Registrations
Sanctuary Advisors, LLC
March 2023 - Present · 3 yrs 4 mos
Sanctuary Securities, INC.Broker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - April 2023 · 13 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2023 · 13 yrs 10 mos
Citigroup Global Markets INC.
April 2006 - June 2009 · 3 yrs 2 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
State Registrations20 states
ALARAZCACOFLGAHIINMNMONCNMNVNYOKPATXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.