Jeffrey Spence is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
225 West Santa Clara Street, Suite 900, San Jose, CA, 95113
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2014 - Present · 11 yrs 8 mos
Morgan Stanley
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - August 2014 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - August 2014 · 3 yrs 5 mos
Banc of America Investment Services, INC.Broker
March 2007 - April 2009 · 2 yrs 1 mo
Banc of America Investment Services, INC.
March 2007 - April 2009 · 2 yrs 1 mo
Wells Fargo Investments, LLC
August 2005 - February 2007 · 1 yr 6 mos
Wells Fargo Investments, LLCBroker
July 2005 - February 2007 · 1 yr 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.