James Morrison is a registered investment advisor at LPL Financial LLC, based in Yakima, WA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1450 N 16th Ave, Ste 100, Yakima, WA, 98902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James operates Integrity Wealth Advisors as a DBA for his LPL business and as a registered investment advisor DBA, spending about a quarter of his time on the former and a few hours per week on the latter. He also provides administrative support to Financial Advocates Investment Management for a few hours per week and owns Curio Playing Cards, spending about 10-20% of his time developing and selling collectible playing cards.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Investment Management
Waddell & Reed
Waddell & ReedBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.